Privacy Policy

Introduction

9D Capital LLC ("9D Capital," "we," "us," or "our") is committed to protecting the privacy and security of your personal information. This Privacy Policy describes how we collect, use, disclose, and safeguard your information when you visit our website or engage our services.

As a Registered Investment Adviser with the Securities and Exchange Commission (SEC), we are subject to strict regulatory requirements regarding the handling of client information under Regulation S-P and other applicable laws.

Information We Collect

Information You Provide Directly

We collect information that you voluntarily provide to us, including:

Name, address, email address, and phone number
Financial information (assets, income, investment objectives)
Social Security number or taxpayer identification number
Employment and professional information
Investment experience and risk tolerance
Bank account information for funding purposes

Information Collected Automatically

When you visit our website, we may automatically collect:

IP address and browser type
Device information and operating system
Pages visited and time spent on our site
Referring website addresses
Cookie data (see Cookie Policy below)

Information from Third Parties

We may receive information about you from:

Credit bureaus and financial institutions
Identity verification services
Publicly available sources
Other financial professionals you authorize us to contact

How We Use Your Information

We use the information we collect to:

Provide investment advisory and wealth management services
Open and manage your investment accounts
Execute transactions and maintain records
Comply with legal and regulatory requirements
Communicate with you about your account and our services
Improve our website and service offerings
Detect and prevent fraud or unauthorized access
Respond to legal requests and enforce our agreements

Information Sharing and Disclosure

Important: We do not sell your personal information to third parties.

We may share your information with:

Service Providers

Custodians: SEI Private Trust Company for asset custody and safekeeping
Technology Providers: Software and platform providers for account management
Professional Advisors: Attorneys, accountants, and consultants as needed
Third-Party Administrators: For processing transactions and maintaining records

Legal Requirements

We may disclose your information when required by law, including:

In response to subpoenas, court orders, or legal processes
To comply with SEC, FINRA, or other regulatory requirements
To protect our rights, property, or safety, or that of others
In connection with fraud prevention or investigation

Business Transfers

If we are involved in a merger, acquisition, or sale of assets, your information may be transferred as part of that transaction. We will notify you of any such change.

Data Security

We implement robust security measures to protect your personal information, including:

256-bit SSL encryption for data transmission
Secure data storage with restricted access controls
Regular security audits and vulnerability assessments
Employee training on data protection and privacy
Multi-factor authentication for account access
Regular backups and disaster recovery procedures

Note: While we strive to protect your information, no method of transmission over the Internet or electronic storage is 100% secure. We cannot guarantee absolute security.

Cookie Policy

Our website uses cookies and similar tracking technologies to enhance your browsing experience and analyze site traffic. Cookies are small text files stored on your device.

Types of Cookies We Use

Essential Cookies: Required for the website to function properly
Analytics Cookies: Help us understand how visitors use our site
Preference Cookies: Remember your settings and preferences

You can control cookies through your browser settings. Note that disabling cookies may affect the functionality of our website.

Your Rights and Choices

Access and Correction

You have the right to access, correct, or update your personal information. Contact us at contact@9d.capital to request changes.

Marketing Communications

You may opt out of receiving marketing communications from us by clicking the "unsubscribe" link in our emails or contacting us directly. Note that you cannot opt out of service-related communications.

Account Closure

If you wish to close your account, please contact us. We will retain certain information as required by law or for legitimate business purposes.

California Privacy Rights

If you are a California resident, you have additional rights under the California Consumer Privacy Act (CCPA), including:

Right to know what personal information we collect and how it's used
Right to request deletion of your personal information
Right to opt-out of the sale of personal information (we do not sell your information)
Right to non-discrimination for exercising your privacy rights

To exercise these rights, contact us at contact@9d.capital.

Children's Privacy

Our services are not directed to individuals under the age of 18. We do not knowingly collect personal information from children. If we become aware that we have collected information from a child, we will delete it promptly.

International Users

Our services are based in the United States. If you are accessing our website from outside the U.S., your information will be transferred to and processed in the United States, which may have different data protection laws than your country.

Changes to This Privacy Policy

We may update this Privacy Policy periodically to reflect changes in our practices or applicable laws. We will post the updated policy on our website with a revised "Last Updated" date. Material changes will be communicated to clients directly.